-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JGiOPnaJrya3+Rl92r1HLP8HjrhGfMW49Uxa4xgF69WGY0wk4B0l8yyh80Muewyg pHkJ2+m03TXk5NLoHkuGIQ== 0000950123-03-012266.txt : 20031107 0000950123-03-012266.hdr.sgml : 20031107 20031106203450 ACCESSION NUMBER: 0000950123-03-012266 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031107 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER DIRECT INC CENTRAL INDEX KEY: 0000320333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 138053260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34082 FILM NUMBER: 03983479 BUSINESS ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 2018653800 MAIL ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 FORMER COMPANY: FORMER CONFORMED NAME: HORN & HARDART CO /NV/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KRUTTSCHNITT THEODORE H III CENTRAL INDEX KEY: 0000903484 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: HANOVER DIRECT INC STREET 2: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 415-348-7400 MAIL ADDRESS: STREET 1: 1350 BAYSHORE BLVD STREET 2: SUITE 850 CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: KRUTTSCHNITT THEODORE H DATE OF NAME CHANGE: 19930505 SC 13D/A 1 y9147515sc13dza.txt AMENDMENT #15 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 15) Hanover Direct, Inc. (Name of Issuer) Common Stock, $0.66-2/3 Par Value (Title of Class of Securities) 44056103 (CUSIP Number) THEODORE H. KRUTTSCHNITT, III 1730 South El Camino Real, Suite 400 San Mateo, CA 94402 (650) 525-9300 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 4, 2003 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13(d)-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. CUSIP NO. 44056103 Page 2 of 5 SCHEDULE 13D (Amendment No. 15) (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Theodore H. Kruttschnitt, III --------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] --------------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------------- (4) SOURCE OF FUNDS* --------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [ ] IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) --------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA --------------------------------------------------------------------------- (7) SOLE VOTING POWER 7,816,600 NUMBER OF --------------------------------------------------------- SHARES (8) SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH --------------------------------------------------------- REPORTING (9) SOLE DISPOSITIVE POWER PERSON WITH 7,816,600 --------------------------------------------------------- (10) SHARED DISPOSITIVE POWER --------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,816,600 --------------------------------------------------------------------------- (12) CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.7% --------------------------------------------------------------------------- CUSIP NO. 44056103 Page 3 of 5 (14) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 44056103 Page 4 of 5 SCHEDULE 13D (Amendment No. 15) ITEM 1. SECURITY AND ISSUER This Amendment No. 15 to Statement on Schedule 13D relates to shares of common stock, par value $.66 2/3 per share (the "Common Stock"), of Hanover Direct, Inc., a Delaware corporation and the successor in interest to The Horn & Hardart Company (the "Company"), whose principal executive offices are located at 115 River Road, Edgewater, New Jersey 07020. ITEM 2. IDENTITY AND BACKGROUND. (a) - (c) Mr. Theodore H. Kruttschnitt, III's principal occupation is investing and his business address is 1730 South El Camino Real, Suite 400, San Mateo, California 94402. (d) - (f) During the last five years, Mr. Kruttschnitt has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such individual was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. Mr. Kruttschnitt is a United States citizen. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION. Sale of Common Stock. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) After giving effect to the transactions reported herein, Mr. Kruttschnitt is the beneficial owner of 7,816,600 shares of Common Stock of the Company as determined in accordance with Rule 13d-3. The 7,816,600 shares of Common Stock of the Company include fully vested options held by Mr. Kruttschnitt to purchase 70,000 shares of Common Stock of the Company. The 7,816,600 shares of Common Stock represent, in accordance with Rule 13d-3, approximately 5.7% of the approximately 138,315,800 shares of Common Stock outstanding as of September 27, 2003. (b) Mr. Kruttschnitt has the sole power to vote and dispose of all his 7,816,600 shares of Common Stock. (c) Since the filing of Amendment No. 14 to Schedule 13D by Mr. Kruttschnitt with respect to the Common Stock, Mr. Kruttschnitt has made the following sales of Common Stock. DATE OF SALE NUMBER OF SHARES SALE PRICE PER SHARE ------------------------------------------------------------------- 10/14/03 52,800 $.25000 ------------------------------------------------------------------- 10/16/03 100,000 .25500 ------------------------------------------------------------------- 10/17/03 10,200 .26000 ------------------------------------------------------------------- 10/20/03 7,000 .26000 ------------------------------------------------------------------- 10/21/03 334,100 .27154 ------------------------------------------------------------------- 10/22/03 210,400 .26002 ------------------------------------------------------------------- 10/23/03 261,000 .26260 ------------------------------------------------------------------- 10/27/03 22,000 .25000 ------------------------------------------------------------------- 10/28/03 28,100 .25000 ------------------------------------------------------------------- CUSIP NO. 44056103 Page 5 of 5 DATE OF SALE NUMBER OF SHARES SALE PRICE PER SHARE ------------------------------------------------------------------- 10/29/03 90,600 .24000 ------------------------------------------------------------------- 10/30/03 175,800 .24780 ------------------------------------------------------------------- 10/31/03 59,500 .25076 ------------------------------------------------------------------- 11/4/03 296,600 .24340 ------------------------------------------------------------------- 11/5/03 19,300 .24000 ------------------------------------------------------------------- 11/6/03 660,000 .24043 ------------------------------------------------------------------- All such sales were made on the open market through a broker-dealer. (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: November 6, 2003 /s/ Theodore H. Kruttschnitt, III ---------------------------------------------------- Theodore H. Kruttschnitt, III -----END PRIVACY-ENHANCED MESSAGE-----